C3 was founded in 2004 in order to respond to the impending mandatory registration of Hedge Funds as proposed by the SEC.
Initially, C3 was solely a software solution providing Hedge Funds a way to track, store and aggregate all of the critical documents and tasks necessary for Federal and State compliance requirements.
Since that time, C3 has developed additional products for RIA’s and Broker Dealers to help them navigate an increasingly regulated environment.
Additionally, C3 offers set up assistance and ongoing compliance support. Feedback from our clients made us realize that in order to promote maximum efficiency and effectiveness of our software products, many users wanted and needed assistance in order to either free up staff time for other issues or to help promote a culture of compliance within the firm.
This combination of technology and consulting makes sense for many of our clients as the technology does much of the work leaving the human input reduced and therefore hourly compliance costs are minimized.